Broadridge Global Market Practice Guide

 

The above stated market practices may be relaxed at the discretion of the Issuer and will be indicated within ProxyEdge and ProxyEdge Lite.

Please note that this information changes over time and is updated as we are advised of changing market regulations.

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Information provided on this Site is provided "as is" without warranty of any kind, either express or implied, including without limitation warranties of merchantability, fitness for a particular purpose, and non-infringement. Broadridge uses reasonable efforts to include accurate and up-to-date information on this Site; it does not, however, make any warranties or representations as to its accuracy or completeness. Broadridge periodically adds, changes, improves, or updates the information on this Site. Broadridge assumes no liability or responsibility for any errors or omissions in the content of this Site.

This report reflects markets where Broadridge has been informed that blocking from trading may apply when a vote is made on the associated shares. Broadridge cannot confirm that trade blocking has occurred and such confirmation on blocking can only be obtained directly from the applicable sub-custodian.